Near-Retiree Case Study

Confident retirement in three to five years.

Meet Tom and Lisa. Within reach of retirement, with strong savings, but important questions left to answer before they take the leap.

Clients
Tom & Lisa
Ages
58 & 59
Stage
3 to 5 years out
A couple near retirement
The Challenge

On paper, they had done many of the right things.

But as retirement got closer, a quiet uneasiness started to creep in.

Are we sure we can retire when we want?
What is the right way to turn these accounts into income?
How do we cover healthcare before Medicare?
How do we avoid paying more in taxes than necessary?
What happens if the market drops right when we stop working?
Are we missing something we don’t know?

Tom and Lisa had done many of the right things: consistent saving, strong 401(k) balances, and a mix of IRAs, Roth IRAs, and cash reserves. From the outside, everything looked on track.

But the closer retirement got, the heavier each decision started to feel. They didn’t want a binder that collected dust on a shelf. They wanted a clear path, and a team to help them walk through each step with confidence.

“We think we’re okay. But are we missing something?”
What They Wanted

A clear path. One coordinated plan.

Before we built the strategy, we got clear on what they were actually trying to solve.

Retire within the next three to five years with confidence (no guesswork).
Turn savings into a reliable income plan.
Minimize lifetime taxes and avoid unpleasant surprises.
Plan for healthcare before Medicare and align Social Security decisions.
Protect legacy and charitable intentions for the next generation.
The Approach

The ALIGN Method, applied to their final stretch.

At Macco Financial, we use the ALIGN Method to proactively connect goals, tax planning, and investment strategy so wealth continually supports the life you envision. Here is what that looked like for Tom and Lisa.

Pillar 01
Goal-Driven Planning
Planning that starts with their why.
  • Clarified their purpose for retirement: time freedom, family experiences, and the option to do meaningful part-time work.
  • Modeled a three to five year retirement timeline with “work-optional” checkpoints along the way.
  • Built a retirement paycheck plan: which accounts fund which years, and how spending adjusts in different retirement phases.
Pillar 02
Lifetime Tax Minimization
Taxes planned, not just filed.
  • Created a multi-year tax map coordinating retirement date, withdrawals, and Social Security timing.
  • Identified a Roth conversion window during lower-income years to reduce future required distributions.
  • Planned charitable giving strategies to support causes they care about while improving tax efficiency.
  • Reviewed tax-sensitive investment placement across account types to reduce ongoing tax drag.
Pillar 03
Optimized Investment Management
Tuned to the markets. Tailored to their plan.
  • Aligned their overall allocation to their timeline and income need, reducing unnecessary risk heading into retirement.
  • Segmented investments into purpose-driven buckets: short-term stability, income, and long-term growth.
  • Implemented a consistent rebalancing approach designed to manage risk and support withdrawals.
  • Reduced investment costs where appropriate and simplified account coordination.
The Results

From “we think we’re okay” to “we know what’s next.”

By the end of the process, Tom and Lisa had a coordinated plan and the confidence to act on it.

A retirement plan tied directly to their purpose and lifestyle goals.
A clear retirement-income strategy showing where monthly income will come from and when.
A coordinated tax strategy across retirement accounts, brokerage assets, and Social Security decisions.
Greater confidence about retiring in the next three to five years, with the flexibility to adjust if life changes.
A portfolio designed to support their plan, not just chase performance.
The Shift
“We think we’re okay.” “We know what’s next.”

Your Next Step

If you are nearing retirement and want to know you are on the right track, let’s talk.

This case study is hypothetical and for illustrative purposes only. It does not represent an actual client and is not a guarantee of results. Investment strategies involve risk, including possible loss of principal. Results will vary based on individual circumstances.